Web1 Nov 2024 · The SFC has identified significant risks associated with investing in virtual assets and these are set out below. In order to address these risks, the SFC is issuing … Webinvestor protection systems are now working reasonably well. I now come to the third area of investor protection - protection against abuse by other shareholders, particularly …
Structured Products SFO
Web01 About us. SFC Capital Partners Ltd is authorised and regulated by UK Financial Conduct Authority (FCA), firm reference number 736284. We provide fund management and corporate finance services to professional clients in relation to investments in private companies. Our team has a unique expertise in the field of tax-efficient investing and ... WebWith effect from 4 September 2011, investor characterisation is one of the SFC's latest measures to strengthen investor protection by extending the existing requirement for … cheap online printing booklet
What Does Investor Protection Mean EDGAR C 16 in Hong …
Web14 Apr 2024 · He also addressed market integrity issues such as price oracle manipulation, front-running transactions, and concerns surrounding investor protection. In December 2024, the SFC released a ... WebFollowing the HKSAR Government's public consultation in February 2010 and the subsequent amendment of the Securities and Futures Ordinance in May 2012, the Investor Education Centre (IEC), now known as the Investor and Financial Education Council (IFEC), was established in November 2012 as a subsidiary of the Securities and Futures … Web4 Feb 2024 · Accordingly, our Intermediaries Division plays an important role in the SFC's mission of strengthening the integrity and soundness of the Hong Kong securities and futures markets through our licensing and intermediaries supervision functions. The Intermediaries Division is structured to align the coverage teams of both the Licensing … cheap online printing supplies